Execute and document internal compliance controls
Support the maintenance and development of the firm's Internal Control Plan
Analyse compliance-related data and prepare reports
Assist with the digitalisation and optimisation of existing paper-based processes
Maintain and update records within the portfolio management and CRM system
Support AML and KYC reviews and documentation checks
Review client documentation and ensure completeness of files
Coordinate with Relationship Managers and internal departments regarding compliance requirements
Assist with regulatory and internal monitoring activities
Contribute to compliance projects and process improvement initiatives

Nice to have:

Native-level German (spoken and written)
Good English communication skills
Initial experience in Compliance, AML/KYC, Operations, Risk, Internal Controls, Banking, Asset Management, or a related field
Strong administrative and organisational skills
Good analytical and technical aptitude
Comfortable working with systems, databases, and structured processes
Reliable, detail-oriented, and able to handle repetitive tasks with accuracy
Strong team player with excellent interpersonal skills
Available to start ASAP, and no later than 1 August 2026
Experience with AML/KYC processes
Exposure to Internal Controls or Compliance Monitoring
Experience in private banking, wealth management, or independent asset management
Knowledge of portfolio management or CRM systems
Interest in process automation and digitalisation projects

Start Date: ASAP (latest 1 August 2026)
Location: Basel, Switzerland
Workload: 70-80% (100% not available)
Contract: Initial 6-month contract with strong potential for extension/permanent employment

Junior Compliance & Controls Officer - Basel

Über den Job